Barnett's Notes
On Commercial Litigation

Volume II, Issue 9
September 2006

In This Issue

1. Rock'Em S-Ockham Lawbots. Pile driving simplicity in court knocks blocks off, cuts to quick.

2. Did You Know? Too bad they don't give Nobels for newsletters.

3. Troll-ride! A song about a patent troll.

4. If a Jet Crashes in a Forest . . . Metaphysics has a brush with the law.

5. How Not to Hire a Trial Lawyer. Don't take my advice -- please.

6. Hot Lunch. Antitrust law as war metaphor.

7. Vice President in Charge of Going to Jail. Cartoon.




William Faulkner, left, accepting 1949 Nobel Prize for Literature

Did You Know?

My hero William Faulkner wrote pretty good stuff. He even won a Nobel for it.

The rewards of newsletter-editing don't compare of course with getting a Swedish medal. Nor do I imply any resemblance between Faulkner's writing and my inviolable indestructible propagation of dying words that mean more and less than I intend but exactly what I should've expected if I'd only known about it. No.

But I do get occasional fan email, including these for last month's issue:

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Troll. Famous for hiding under bridges, buying patents.

Troll-Ride!

Last month's Law-Impaired Rambo Boy got such good reviews that I've written more fake lyrics -- these to the tune of the theme song from Rawhide (1959-66), which featured Clint Eastwood as Rowdy Yates:

Trollin’, trollin’, trollin’

He's gone patent trollin’

To get those royalties flowin’

Troll-ride!

Chips and phones and software

What the heck does he care?

As long as he gets the patents cheap

Inventors do inventin’

Sellers do the sellin’

He trolls for patents on IP.

File a case, sue ‘em good

Sue ‘em good, file a case

File a case, sue ‘em good

Troll-ride!

Cut ‘em out, settle quick

Settle quick, cut ‘em out

Cut ‘em out, settle quick

Troll-ride!

He'll keep suin’, suin’, suin’

But offer a license to 'em

Get those royalties sluicin’

Troll-ride!

Don’t try to understand it

Don’t seek to comprehend it

You’ll end up in psychotherapy.

His investors want their money

To them it tastes like honey

Just pay him and he will set you free

Troll-ride!

Troll-ride!

Tell us what you think.


Hot Lunch

I don't know much about ontology. I can't distinguish it from epistemology or metaphysics or even existentialism. I think that they all have something to do with philosophy.

I know a lot more about antitrust law. For instance:

Antitrust law offers a concept that may work in warfare -- the kind that shoots real bullets, drops actual bombs, and lobs non-figurative missiles. In antitrust law, raising rivals' costs means doing things that cost Business A little but a competitor, Business B, a lot.

[more]

Tell us what you think.

Rock'Em S-Ockham Lawbots

Mattel released Rock'Em Sock'Em Robots in 1966. Red Rocker just knocked Blue Bomber's block off.

William of Ockham lived in extreme poverty near East Horsley of 14th-century Surrey, England. A Franciscan friar, he thought a lot. He tried so hard to figure things out, in fact, that he decided not to strain his brain so much. Simple explanations usually trump complex ones, he concluded -- we may assume after many hours of devout contemplation and a lot of ale-and-porridge suppers.

William's view of the world has made his village famous. "Ockham's razor" -- which some call ontological parsimony -- refers to William's conclusion that an explanation with few assumptions will, more often than not, prevail over an account with many.

What the heck does that mean, you say? A little abstract for your liking? Don't feel like the Lone Ranger.

But let's see if we can put some meat on old Ockham's bones. And let's do try to tie his razor into commercial litigation somehow.

Party A breaks a contract to supply widgets to Party B. We want to know why. Most of us would assume, without knowing anything more, that a business reason motivated the breach -- perhaps that Party A lost money on the contract. We wouldn't jump to the conclusion that Party A's widget factory burned down, that the president of Party A wanted to avenge a slight that he suffered in high school at the hands of Party B's bully president, or that Martians unionized Party A's workers and took them out on strike. William of Ockham would say we did right by not making more assumptions than necessary to explain Party A's behavior.

That doesn't mean, of course, that the widget factory, in fact, didn't go up in flames, that Party A's president didn't want to get back at his teenage tormentor, or that an alien Norma Rae didn't agitate for higher wages. Those things may have happened. But Friar William reminds us not to assume, without cause, that they did.

Trial lawyers intuitively use Ockham's razor when they present a case to a judge or jury. They prune unnecessary assumptions. They slice out the non-essential, sharpen the simplest explanation that favors their clients, and slash away at gaps in the other side's story. They may have never heard of William or Ockham or ontological parsimony, but their instincts tell them that Ockham's razor cuts deep indeed.

Barry Barnett, Editor

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If a Jet Crashes in a Forest . . .

Jet wing that lost an engine. Happily, three remained.

A tree that falls in a forest makes a sound even if nobody hears it. So I believe. But an expert witness once disagreed with me on that point.

The case involved a breach of warranty claim against the seller of two Boeing jets. The seller promised to convert the jets from passenger configuration into cargo-carrying mode. But the outfit that performed the conversion cut corners. They failed, for example, to bolt the floor to the bulkhead that separated the cargo area from the cockpit. In a rough landing, the cargo containers would have pushed through the bulkhead and squished the flight crew, who would then cease to exist.

The seller warranted that the conversion would make the jets "airworthy". The Federal Aviation Administration deems an aircraft unairworthy if it doesn't comply with applicable FAA regulations. Nobody disputed that the jets violated FAA rules on cargo conversions. We claimed that the failure made the jets unairworthy, in breach of the seller's warranty.

The seller's expert disagreed. He testified that violation of FAA requirements doesn't make an aircraft unairworthy unless the operator knows about the infraction. He said that the defective condition of the jets didn't matter so long as the operator didn't know about it.

I asked if he considered a jet whose engines had fallen off "airworthy" if the operator didn't realize the impossibility of flight. He said yes!

Sensing an ontological crisis that might tear the fabric of the universe, I tried the same question differently. If a jet crashes in a forest with no one around to hear it, I asked, does it make a sound?

Good thing he refused to answer. By his logic, if the operator doesn't know the jet can't fly, it really can. I don't think I could've have handled that.

See archives here.

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How Not to Hire a Trial Lawyer



Saddam Hussein demonstrates the importance of selecting the right trial lawyer. The guy at left wishes Saddam wouldn't point so much.

Now for some terrible advice about selection of trial counsel.

1. Hire the firm. Choosing a brand name firm, instead of an individual lawyer, saves you time and effort. It also covers your rear if the case goes horribly wrong. Your management and shareholders will thank you!

2. Don't talk about fees. As the saying goes, if you have to ask what something costs, you can't afford it. Plus you make you and your company look cheap. How embarrassing!

3. Don't ask about win/loss record. That gets a little personal, don't you think? Past performance doesn't guarantee future results anyway.

4. Personality doesn't matter. Do you care about your doctor's personality? Whether he makes time to see you, listens to you, smiles at you, treats his staff well? Does good rapport between you and your doctor really affect his competence? I didn't think so!

5. Insist on paying hourly. A trial lawyer working on an hourly basis has an incentive to maximize billings, but what will you do with your time if you don't have to fly spec his statements every month and fuss at him for sending that extra associate to a deposition?

Take my advice. Not.

For good advice on hiring a trial lawyer, send us an email.

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Vice President in Charge of Going to Jail.

Copyright © The New Yorker. Used with permission.

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